| 16-00002 | 12/28/2017 | Claimant(s): Pieter Van Wijk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra, CJS Financial Corp.
Respondent Lawyers(s): David Feingold
Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Edmund Siejka
Hearing Site: New York, NY
|  | $0 |
| 14-02645 | 09/26/2016 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Terry Harris
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Theodor Brown, Michael H. DuBoff, James M. Rhodes
Hearing Site: New York, NY
| | |
| 11-01982 | 12/11/2012 | Claimant(s): Gregory Martino
Claimant Lawyers(s): Richard F. Markert
Respondent(s): Steven Grivas
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Frank Joseph Clemens
Hearing Site: New York, NY
| | |
| 09-01788 | 02/04/2010 | Claimant(s): Todd Silbergeld
Claimant Lawyers(s): Todd F. Silbergeld
Respondent(s): Brean Murray, Carret & Co., Llc.
Respondent Lawyers(s): Jason Canales
Arbitrator(s): Theodor Brown
Hearing Site: New York, NY
| | |
| 08-02054 | 12/16/2009 | Claimant(s): Peter Hickey
Claimant Lawyers(s): Sean F. O'Shea
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson
Hearing Site: New York, NY
| | |
| 08-04172 | 08/11/2009 | Claimant(s): Alex Zhardanovsky
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Theodor Brown, James J. Fishman, David Serko
Hearing Site: New York, NY
| | $284,701 |
| 07-01421 | 02/11/2009 | Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY
| | |
