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FINRA Awards for Brean Murray

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0178802/04/2010Claimant(s): Todd Silbergeld
Claimant Lawyers(s): Todd F. Silbergeld
Respondent(s): Brean Murray, Carret & Co., Llc.
Respondent Lawyers(s): Jason Canales
Arbitrator(s): Theodor Brown
Hearing Site: New York, NY
07-0293306/16/2008Claimant(s): Stuart Shainheit
Claimant Lawyers(s): Paul A. Douglas
Respondent(s): Herbert Mahler, Brean Murray, Carret & Co, Mahler & Emerson Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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