| 20-03345 | 04/22/2022 | Claimant(s): Beate Regenauer
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber
Hearing Site: New York, NY
|  | Expungement |
| 13-01294 | 12/29/2015 | Claimant(s): Justin Deleon
Claimant Lawyers(s): Daniel Felber
Respondent(s): Anthony Pace, Erik Pica, Kris Bortnovsky, Global Arena Capital Corp, Light Capital Group
Respondent Lawyers(s): Justin Greenblum
Arbitrator(s): Harold Webb, Robert S. Clemente, Frank Joseph Clemens
Hearing Site: New York, NY
| | |
| 13-02511 | 08/18/2015 | Claimant(s): Cynthia Scott, Jean Ruggiero
Claimant Lawyers(s): Michael James Maloney
Respondent(s): Aldo Valente, Wells Fargo Advisors Financial Network, Citigroup Global Markets., Nelson Martins, MetLife Investors Distribution Company
Respondent Lawyers(s): David J. Butler, Michael Naccarato
Arbitrator(s): Clarence Smith, Frank Joseph Clemens, Phillip Weitzman
Hearing Site: New York, NY
| | Expungement |
| 11-01982 | 12/11/2012 | Claimant(s): Gregory Martino
Claimant Lawyers(s): Richard F. Markert
Respondent(s): Steven Grivas
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Frank Joseph Clemens
Hearing Site: New York, NY
| | |
