Potomac Analytics' Logo

FINRA Awards for Michael James Maloney

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0060705/18/2016Claimant(s): Christopher Griffith, Gregory Martino
Claimant Lawyers(s): Christopher Griffith, Gregory Martino
Respondent(s): Darnell Deans, Franklin Ogele, Blackbook Capital LLC
Respondent Lawyers(s): Darnell Deans, Michael James Maloney
Arbitrator(s): Linda J. Baer, Theodore M. Davis, James Vincent Poma
Hearing Site: New York, NY
13-0251108/18/2015Claimant(s): Cynthia Scott, Jean Ruggiero
Claimant Lawyers(s): Michael James Maloney
Respondent(s): Aldo Valente, Wells Fargo Advisors Financial Network, Citigroup Global Markets., Nelson Martins, MetLife Investors Distribution Company
Respondent Lawyers(s): David J. Butler, Michael Naccarato
Arbitrator(s): Clarence Smith, Frank Joseph Clemens, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement

2 Results

Display: