| 23-02260 | 09/12/2024 | Claimant(s): Muharrem Nezaj, 23 Hoffman LLC, 3155-3157 Villa.
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Scott Offerman, Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Clarence Smith, Cheryl H. Agris, Elaine Shay
Hearing Site: New York, NY
|  | $0 |
| 23-02710 | 07/01/2024 | Claimant(s): Mark Stern
Claimant Lawyers(s): Harris Freedman
Respondent(s): Beech Hill Securities.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith
Hearing Site: New York, NY
| | |
| 19-01015 | 02/23/2023 | Claimant(s): Worldscale Association (NYC) Inc.
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Clarence Smith, Edmund Timothy Donovan, Sofia Balile
Hearing Site: New York, NY
| | $0 |
| 19-01170 | 01/08/2021 | Claimant(s): Stuart Beinhacker
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Clarence Smith, Donna Christina Chin, Elisse R. Stern
Hearing Site: New York, NY
| | Expungement |
| 18-02743 | 12/20/2019 | Claimant(s): Rochelle Taragano
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff
Hearing Site: New York, NY
| | $0 |
| 17-00880 | 07/12/2018 | Claimant(s): Ferrospes AS
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Calhoun, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): James J. Fishman, Pamela H. Roderick, Clarence Smith
Hearing Site: New York, NY
| | $25,000 |
| 17-00492 | 02/16/2018 | Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
| | $0 |
| 12-03218 | 02/08/2017 | Claimant(s): Elizabeth Lee, Joseph DeMarco, Luigi DeMarco, Vincent Forino, Ann Branley, Patrick Branley, and John B, Christopher Orosz and Lauren Orosz, Curtis Walters and Raymond Walters, George Wonica, Jr. and Laura A. Wonica, John Orosz and Michaela Orosz, Kenneth Wonica and Lauren Murphy, Valerie M. Wonica and George K. Wonica
Claimant Lawyers(s): Christpoher Orosz, Curtis Walters, Elizabeth Lee, George Wonica, Joseph DeMarco, Luigi DeMarco, Patrick Branley, Vincent Forino
Respondent(s): Anthony Salino, Gregg Lorenzo, Lynn Schultz, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz, Matthew B. Baum
Arbitrator(s): Clarence Smith, Margarita Echevarria, Anthony Dennis Perri
Hearing Site: New York, NY
| | $0 |
| 14-03122 | 12/22/2016 | Claimant(s): Alastair Short
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Howard D. Jacob, John F. Duane, Clarence Smith
Hearing Site: New York, NY
| | Expungement |
| 15-01463 | 04/08/2016 | Claimant(s): Stephanie Kelly
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): James S. Hazard, Clarence Smith, Cirino M. Bruno
Hearing Site: New York, NY
| | |
