| 19-01192 | 12/21/2021 | Claimant(s): Ionia Bedrosian, Shari Turnbull
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Diana Ceylan, Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
|  | Expungement |
| 19-00816 | 03/15/2021 | Claimant(s): Reuben J Donig Atny At Law Sal Def Plan
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Jon H. Sylvester, Gary Kostow, Carol Marshall
Hearing Site: San Francisco, CA
| | $0 |
| 17-03296 | 03/10/2020 | Claimant(s): Jennifer Pavlik, Jon Pavlik, Jennifer Pavlik Roth IRA, Jon Pavlik Roth IRA, Edward J. Pavlik Rev Trust DTD 3/9/82
Claimant Lawyers(s): Edward Pavlik
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Steven H. Vogel, Michael R. Sherwin, Thomas P. Valenti
Hearing Site: Chicago, IL
| | Dismissed by Rule 12212(c) |
| 18-02743 | 12/20/2019 | Claimant(s): Rochelle Taragano
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff
Hearing Site: New York, NY
| | $0 |
| 18-02493 | 06/20/2019 | Claimant(s): Arthur Rahmani, Jacqueline Palmer
Claimant Lawyers(s): Jackie Palmer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Richard M. Norman, Thomas R. Watkins, Abraham Semaila Kamara
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-01909 | 01/23/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Justin M. Garbaccio
Respondent(s): Derrick Beard, DuSable Group International dba DGI INC
Respondent Lawyers(s): Corporate Office, Derrick Beard
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
| | $0 |
| 13-00599 | 02/18/2014 | Claimant(s): Jeff Hogan IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): William H. Fleece, Maurice M. Feller, Teresa Joan Rooney
Hearing Site: Tampa, FL
| | $14,852 |
| 10-04670 | 06/28/2012 | Claimant(s): Amanullah Quadri, Najma Quadri
Claimant Lawyers(s): Amanullah Quadri
Respondent(s): Bellevue Chicago
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
