| 23-02401 | 09/27/2024 | Claimant(s): Autrey McAdory
Claimant Lawyers(s): Autrey McAdory
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Thomas P. Valenti, Ira Stephen Epstein, Jessica Gibson
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12504(b) |
| 24-00940 | 08/27/2024 | Claimant(s): Tashay Myrick
Claimant Lawyers(s): Tashay Myrick
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 23-01746 | 02/12/2024 | Claimant(s): Terry Hopkins
Claimant Lawyers(s): Terry Hopkins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 23-02507 | 02/07/2024 | Claimant(s): GRM Trust No. 12-96
Claimant Lawyers(s): Heidi A. Engel
Respondent(s): Joel Radakovitz
Respondent Lawyers(s): Joel John Radakovitz
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $300 |
| 21-02211 | 06/02/2022 | Claimant(s): Timothy O'Connor
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | |
| 19-01179 | 05/26/2022 | Claimant(s): Marlyn Schipper
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Prudential Investment Mgmt Services LLC, Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge, Marilyn B. Rosen
Arbitrator(s): Michael Nathanson, Jacqueline Stanley Lustig, Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh
Claimant Lawyers(s): Nathan C Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $88 |
| 20-02067 | 02/01/2021 | Claimant(s): Peter Schallmoser
Claimant Lawyers(s): Peter A. Schallmoser
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton
Hearing Site: Chicago, IL
| | |
| 20-00246 | 11/11/2020 | Claimant(s): Nathan Edwards
Claimant Lawyers(s): Nathan Edwards
Respondent(s): Acorns Securities, Apex Clearing Corporation
Respondent Lawyers(s): Jack M McNeily, Jonathan D. Neerman
Arbitrator(s): Ray J. Grzebielski, Myra Christine Mormile-Wolper, Thomas P. Valenti
Hearing Site: Chicago, IL
| | Dismissed |
| 17-03296 | 03/10/2020 | Claimant(s): Jennifer Pavlik, Jon Pavlik, Jennifer Pavlik Roth IRA, Jon Pavlik Roth IRA, Edward J. Pavlik Rev Trust DTD 3/9/82
Claimant Lawyers(s): Edward Pavlik
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Steven H. Vogel, Michael R. Sherwin, Thomas P. Valenti
Hearing Site: Chicago, IL
| | Dismissed by Rule 12212(c) |
