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FINRA Awards for Timothy O'Connor

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0221106/02/2022Claimant(s): Timothy O'Connor
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL

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