FINRA Awards for Suzette J. Barnes

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00152	10/19/2023	Claimant(s): Jenny Arnot Claimant Lawyers(s): Jenny Arnot Respondent(s): Daniel Baldwin, Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Philip Alan Johnson Hearing Site: Portland, OR		$0
20-02307	05/30/2023	Claimant(s): Kathleen Entzminger, Michael Entzminger, Entzminger Family Trust, Entzminger Property H Trust, Entzminger Property W Trust, EFT Prado Claimant Lawyers(s): Robert D Mitchell Respondent(s): Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Timothy J. Kroll, Jay Lawrence Witkin, Vineet Mehta Shaw Hearing Site: Phoenix, AZ		Expungement
20-02503	01/20/2023	Claimant(s): Alison Barrett, Robert Barrett Claimant Lawyers(s): Robert D Mitchell Respondent(s): Morgan Stanley, Kyle Backus Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Erik R. Siering, Roger A. Geddes, Walter Steven Schwartz Hearing Site: Phoenix, AZ		Expungement
21-02211	06/02/2022	Claimant(s): Timothy O'Connor Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley DW Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Suzette J. Barnes, W. Preston Martin Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL
21-01747	03/31/2022	Claimant(s): Michael Ross Claimant Lawyers(s): Ariel Okonsky Respondent(s): Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA