23-03347 | 09/12/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CUNA Brokerage Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Philip Alan Johnson Hearing Site: Seattle, WA
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23-00152 | 10/19/2023 | Claimant(s): Jenny Arnot Claimant Lawyers(s): Jenny Arnot Respondent(s): Daniel Baldwin, Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Philip Alan Johnson Hearing Site: Portland, OR
| | $0 |
20-02375 | 04/08/2022 | Claimant(s): Scott Brady Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson Hearing Site: Portland, OR
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16-02585 | 12/12/2017 | Claimant(s): Debra Bitney, Debra Bitney Rev. Trust U/A DTD 3/1/11 Claimant Lawyers(s): John W. Stephens Respondent(s): Morgan Stanley, Michael Louaillier, Morgan Stanley Wealth Management Respondent Lawyers(s): Lesley Tepper, Thomas V. Dulcich Arbitrator(s): Barbara M. Anscher, Peter Khalil, Philip Alan Johnson Hearing Site: Portland, OR
| | $170,362 |