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FINRA Awards for Melinda Jane Steuer

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0099205/01/2024Claimant(s): Estate of Donald W. Gomez
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Morgan Stanley, Katie Beres
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Ralph A. Cotton, Scott Dodson, John Timothy Nardell
Hearing Site: San Francisco, CA
Checkmark Icon$0
21-0122812/23/2022Claimant(s): Steve Heng
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward B. Lozowicki, Della Stein, Robert W Hillman
Hearing Site: San Francisco, CA
20-0237504/08/2022Claimant(s): Scott Brady
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson
Hearing Site: Portland, OR
18-0237903/12/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin Woods
Respondent(s): David Krikorian
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Philip Aaron Tymon, Kevin C. Coleman, Meredith F. Hoffman
Hearing Site: San Francisco, CA
15-0270712/22/2017Claimant(s): Bonnie Bolle, Robin Richardson, Estate of Byron Bolle
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Carlos Miranda, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Ralph A. Cotton, Philip Ho, Robert M. Smith
Hearing Site: San Francisco, CA
Checkmark Icon$685,580
16-0136509/26/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Mario Mendoza
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
14-0251501/27/2017Claimant(s): Lyn Freeman, Lyn A Freeman Revocable Trust U/A11/5/12
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Jonathan Lee, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): David Wakukawa, Edward Zusman
Arbitrator(s): Jonathan H. Krotinger, Urs Laeuchli, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark IconExpungement
13-0307112/02/2015Claimant(s): Genesis Venture Capital Corporation, S.E.A. Land Development
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): TD Ameritrade., Thinkorswim.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Douglas J. Pavese
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0275402/23/2015Claimant(s): Rodolfo C. and Maria O. Del Real Family
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew R. Epstein, Sterling N. Frost, Gary H. Kahn
Hearing Site: San Francisco, CA
Checkmark IconExpungement
12-0044102/24/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Michael Hawkes
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Reed H. Bement, Jarrott T. Miller, Amy Seltzer
Hearing Site: San Francisco, CA

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