Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00992 | 05/01/2024 | Claimant(s): Estate of Donald W. Gomez Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Morgan Stanley, Katie Beres Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Ralph A. Cotton, Scott Dodson, John Timothy Nardell Hearing Site: San Francisco, CA |  | $0 |
| 21-02333 | 09/06/2022 | Claimant(s): Dawn Chappel Claimant Lawyers(s): Dawn Chappel Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): John C. Aten Hearing Site: Cincinnati, OH | | $0 |
| 21-01966 | 04/12/2022 | Claimant(s): Tawauna Garel Claimant Lawyers(s): Tawauna Garel Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | | $0 |
| 21-00303 | 04/11/2022 | Claimant(s): Greg Zinser, on behalf of his IRA Claimant Lawyers(s): Samuel Benton Edwards Respondent(s): LPL Financial LLC, Rodd Miller Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | | Expungement |
| 19-03229 | 03/03/2022 | Claimant(s): Mary McAllister Morton, The Susie McAllister Morton Living Trust Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Morgan Stanley Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Anita Rae Shapiro, George Herman Frisch, Alina Landver Hearing Site: Los Angeles, CA | | $0 |
| 20-03670 | 02/01/2022 | Claimant(s): Daniel Karlsberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-02220 | 12/22/2021 | Claimant(s): Samantha Flores Claimant Lawyers(s): Samantha Flores Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | | $2,500 |
| 20-03883 | 09/23/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 20-02614 | 05/11/2021 | Claimant(s): Michael Meixler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 20-03074 | 05/10/2021 | Claimant(s): Ryan Brault Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL |