Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01370 | 12/18/2023 | Claimant(s): Jorge Vielledent Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Donald Dreyfus Hearing Site: Albuquerque, NM | ||
| 20-04189 | 12/22/2022 | Claimant(s): Tika Ventures LLC Claimant Lawyers(s): Michael Hill Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus Hearing Site: Salt Lake City, UT |  | $0 |
| 20-03552 | 09/24/2021 | Claimant(s): Ian Rodgers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 20-03500 | 06/02/2021 | Claimant(s): Galit Dermer Trust, Galit Dermer Trustee Claimant Lawyers(s): Michael S. Hill Respondent(s): Laurence Goldstein, First Financial Equity Corporation Respondent Lawyers(s): Jason L. Cassidy Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | | Expungement |
| 20-02614 | 05/11/2021 | Claimant(s): Michael Meixler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 19-03430 | 11/05/2020 | Claimant(s): Fred Wagner, Roger Dael, WBI Management LLC Claimant Lawyers(s): Brandon S. Reif Respondent(s): Andrew Gaber Respondent Lawyers(s): Thomas Werge Arbitrator(s): Ralph H. Martin, Donald Dreyfus, Ernst Janensch Hearing Site: Phoenix, AZ | ||
| 20-01109 | 11/04/2020 | Claimant(s): Steven Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Donald Dreyfus Hearing Site: Salt Lake City, UT | ||
| 18-02940 | 10/22/2020 | Claimant(s): James Dullanty Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Marc Kalish, Rick L. Knuth, Donald Dreyfus Hearing Site: Salt Lake City, UT | | Dismissed by Rule 12206/12504 |
| 19-01226 | 10/24/2019 | Claimant(s): Billie Nelson Claimant Lawyers(s): Billie Barbara Nelson Respondent(s): Michael Self Respondent Lawyers(s): T. J. Mitchell Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | | $0 |
| 18-01469 | 04/29/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Jay Hu Respondent Lawyers(s): Jay Z Hu Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell Hearing Site: Las Vegas, NV | | $374,735 |