Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04158 | 10/26/2021 | Claimant(s): Diedre Conover, Mark Conover, Diedre Conover IRA, Mark Conover IRA Claimant Lawyers(s): Kirk Smith Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Langdon T. Owen, Rick L. Knuth, Thomas R. Bromberg Hearing Site: Salt Lake City, UT |  | Dismissed by Rule 12206 |
| 18-02940 | 10/22/2020 | Claimant(s): James Dullanty Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Marc Kalish, Rick L. Knuth, Donald Dreyfus Hearing Site: Salt Lake City, UT | | Dismissed by Rule 12206/12504 |