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FINRA Awards for Langdon T. Owen

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0243909/19/2022Claimant(s): Clark Brothers Investments
Claimant Lawyers(s): Jason R. Clark
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund
Hearing Site: Denver, CO
20-0415810/26/2021Claimant(s): Diedre Conover, Mark Conover, Diedre Conover IRA, Mark Conover IRA
Claimant Lawyers(s): Kirk Smith
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Langdon T. Owen, Rick L. Knuth, Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
Checkmark IconDismissed by Rule 12206
20-0264806/25/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Clayton Wilson
Respondent Lawyers(s): Clayton Wilson
Arbitrator(s): Langdon T. Owen
Hearing Site: Denver, CO
Checkmark Icon$0
18-0407912/03/2019Claimant(s): David Taylor, Kay Taylor
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowther
Arbitrator(s): Langdon T. Owen, Thomas R. Dreiling, Mark Lee Haggard
Hearing Site: Boise, ID
Checkmark Icon$0
13-0322802/06/2015Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Christopher Wilkinson
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman
Hearing Site: Salt Lake City, UT
10-0478701/10/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
10-0130708/31/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Garner Mabry, Todd Schwartz
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson
Hearing Site: Denver, CO
09-0143107/23/2010Claimant(s): Gerald Edward McCoy
Claimant Lawyers(s): Jordan P. Kendell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Langdon T. Owen, Jonathan H. Larson, A. O. Headman
Hearing Site: Salt Lake City, UT
Checkmark Icon$96,524
09-0049403/09/2010Claimant(s): Richard Shipman
Claimant Lawyers(s): Mark W. Pugsley
Respondent(s): Equitrust Marketing Services, Farm Bureau Life Insurance Company, Farm Bureau Mutual Insurance Company, Western Agricultural Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Langdon T. Owen, Michael Dean, John G. Manley
Hearing Site: Salt Lake City, UT

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