| 20-02909 | 07/17/2023 | Claimant(s): Leslie Nelson
Claimant Lawyers(s): Paul L. Vorndran
Respondent(s): Stifel, Nicolaus & Co.., Randall Minas
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Carla B. Minckley, Carol L. Roslund, Tina Alison Davis
Hearing Site: Denver, CO
|  | Expungement |
| 21-02439 | 09/19/2022 | Claimant(s): Clark Brothers Investments
Claimant Lawyers(s): Jason R. Clark
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund
Hearing Site: Denver, CO
| | |
| 16-00293 | 12/13/2018 | Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
| | |
| 14-03350 | 02/15/2018 | Claimant(s): Marvin Powell, Shawna Powell
Claimant Lawyers(s): D. Elizabeth Wills, James N. Thomaidis
Respondent(s): Aaron Wilbanks, Randall Wilbanks, Steven Sharpe, Will Freeman, Wilbanks Securities.
Respondent Lawyers(s): Jeffrey R. Thomas, Russell Bean
Arbitrator(s): Charles G. Michaels, Steven M. Feder, Carol L. Roslund
Hearing Site: Denver, CO
| | $1,378,000 |
