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FINRA Awards for Edward Jones

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Displaying 10 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0070511/22/2024Claimant(s): Betty Buehler, The Estate of Mark Buehler
Claimant Lawyers(s): Thomas W. Kerrigan
Respondent(s): Chad Metzger, Edward Jones, Jeanne Wurster
Respondent Lawyers(s): Jonathan W. Hackbarth, Tracey L. Turnbull
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Shontell Deon Walker
Hearing Site: Columbus, OH
Checkmark IconExpungement
24-0038911/19/2024Claimant(s): Paul Valentine
Claimant Lawyers(s): Corri A. Hopkins
Respondent(s): Edward Jones
Respondent Lawyers(s): Joshua B. Durham
Arbitrator(s): Dora M. Lassinger, David P. Slater, Ralph L. Jacobson
Hearing Site: Charlotte, NC
24-0028511/08/2024Claimant(s): Karen Koenig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
23-0275408/30/2024Claimant(s): Michael Beard
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
23-0073908/30/2024Claimant(s): Rosalie Balhan
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Edward Jones
Respondent Lawyers(s): Michelle D. Nasser
Arbitrator(s): Lynn Hirschfeld Brahin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12700(a)
22-0131108/22/2024Claimant(s): Alexander Apelles
Claimant Lawyers(s): Alvin Adjei
Respondent(s): Edward Jones
Respondent Lawyers(s): Ryan Swink
Arbitrator(s): John (Chris) Melton, Platt W. Davis, Elena Dilorio
Hearing Site: Houston, TX
23-0128107/26/2024Claimant(s): John Loyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
23-0284007/11/2024Claimant(s): Robert Wheeler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
23-0030707/01/2024Claimant(s): Janet Romanski
Claimant Lawyers(s): Matt Lewis
Respondent(s): Edward Jones, Lloyd Wright
Respondent Lawyers(s): Maria Windham
Arbitrator(s): Barry H. Barnett, Michael J Norton, Morgan Hislop Lemaitre
Hearing Site: Salt Lake City, UT
Checkmark IconExpungement
23-0205606/26/2024Claimant(s): John Loehr
Claimant Lawyers(s): Bentley P Stansbury
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA

319 Results

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