23-02915 | 11/18/2024 | Claimant(s): Philip Maliniak, Xerxes Nabong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Sagepoint Financial., United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer, Jennifer R. Cox Arbitrator(s): Michael J. Ahlstrom, Gordon M. Wase, Everett Reveley Hearing Site: Norfolk, VA
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22-02774 | 10/08/2024 | Claimant(s): Carol Sbarbaro Claimant Lawyers(s): Carol L. Sbarbaro Respondent(s): Morgan Stanley Respondent Lawyers(s): Lawrence G. Barbot Arbitrator(s): Michael J. Ahlstrom, Mimi B. Osiason, Dana Tait Sandlin Hearing Site: Columbia, SC
| | Expungement |
23-02840 | 07/11/2024 | Claimant(s): Robert Wheeler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC
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23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
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23-02929 | 06/24/2024 | Claimant(s): Atul Makharia Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
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23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN
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23-01923 | 02/27/2024 | Claimant(s): John Westmoreland Claimant Lawyers(s): Peter S. Fruin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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23-00497 | 02/08/2024 | Claimant(s): Ibrahem Abdou Claimant Lawyers(s): Ibrahem Abdou Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
| | $0 |
23-01340 | 01/12/2024 | Claimant(s): Jack Thacker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Center Street Securities. Respondent Lawyers(s): Unbo (Bob) Chung Arbitrator(s): Michael J. Ahlstrom, Jeffrey S. Fannon, Eric Matthew Bittner Hearing Site: Nashville, TN
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