| 23-01340 | 01/12/2024 | Claimant(s): Jack Thacker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Center Street Securities.
Respondent Lawyers(s): Unbo (Bob) Chung
Arbitrator(s): Michael J. Ahlstrom, Jeffrey S. Fannon, Eric Matthew Bittner
Hearing Site: Nashville, TN
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| 10-01775 | 07/20/2012 | Claimant(s): Mary Larson Weber, Rhonda Larson, Scott Larson, Sue Kerans, Taylor Lord, Thomas Larson, Howard H. Larson Revocable Living Trust
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Wells Fargo Advisors, Jay Weiland, Fiduciary Partners.
Respondent Lawyers(s): Miriam G. Bahcall, Sean M. Sweeney
Arbitrator(s): Terry F. Peppard, Jeffrey S. Fannon, David E. Jarvis
Hearing Site: Milwaukee, WI
|  | $227,750 |
| 10-01803 | 06/08/2011 | Claimant(s): Scott Olson
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): World Equity Group.
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): John N. Chapin, David J. Langseth, Jeffrey S. Fannon
Hearing Site: Chicago, IL
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| 09-01495 | 07/12/2010 | Claimant(s): Frank Grossman
Claimant Lawyers(s): Nicholas P. Iavorone
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Frederic M. Rizzo, Jerome Stern, Jeffrey S. Fannon
Hearing Site: Chicago, IL
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| 09-03812 | 07/06/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Chad Henry, David Koch
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Michael L. Weissman, Jeffrey S. Fannon, Samuel Olutola Akeju
Hearing Site: Chicago, IL
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| 08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL
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