| 14-03257 | 09/19/2016 | Claimant(s): Milton Flanagan
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Moyenda M. Knapp
Arbitrator(s): Sheldon I. Saitlin, David J. Langseth, Scott E. Rexroad
Hearing Site: Chicago, IL
| | |
| 13-03019 | 09/08/2014 | Claimant(s): Chris Rones
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): David J. Langseth, Mitchell Lee Marinello, Thomas P. Valenti
Hearing Site: Chicago, IL
|  | $0 |
| 12-02251 | 02/14/2014 | Claimant(s): Heinz Kloppenberg
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): SII Investments.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): David J. Langseth, Josette Belvedere, Stephen M. Slavin
Hearing Site: Chicago, IL
| | Expungement |
| 10-01803 | 06/08/2011 | Claimant(s): Scott Olson
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): World Equity Group.
Respondent Lawyers(s): Albert S. Watkins
Arbitrator(s): John N. Chapin, David J. Langseth, Jeffrey S. Fannon
Hearing Site: Chicago, IL
| | |
| 07-00768 | 07/17/2008 | Claimant(s): Betty Gunn
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Jonathan Zulauf, Edward Jones
Respondent Lawyers(s): Peter B. Schaeffer, Richard P. Darke
Arbitrator(s): William H. Tobin, David J. Langseth, Stephen W. Mack
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
