| 22-02085 | 11/15/2023 | Claimant(s): Martin Lorenzen
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): David Morris
Respondent Lawyers(s): David Jeffrey Morris
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
|  | $100,000 |
| 17-01254 | 08/05/2019 | Claimant(s): Bin Liu, Bing Dao, Daquan Li, Fawn Lin-Moy, Folim Halaka, Hailin Yan, Hana Shenouda, Hang Yuan, Jan Cheng, Jia Liu, Jie Chen, John Pollick, Jun Zhou, Ke Zhang, Ling Li, Liping Zhong, Min Zhang, Minqi Wan, Mu Liu, Philip Zou, et al
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Sara Ng
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Philip J. Glick, Elizabeth C. Simon, Michael R. Sherwin
Hearing Site: Chicago, IL
| | Expungement |
| 18-00527 | 07/26/2019 | Claimant(s): Zoe Cordova-McCarthy, Liberty Lighting & Fixture Supply Co.
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Ameriprise Financial Services., Riversource Distributors.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Brian Kimball
Hearing Site: San Francisco, CA
| | Expungement |
| 13-01951 | 10/08/2014 | Claimant(s): Willie Cabbil
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): David Miller, Eileen Fannon, Kelly Miller, Laura Tedball, Resource Horizons Group
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): James Edward Seale, Neil Harvey Smith, Orville Barrington Wright
Hearing Site: Birmingham, AL
| | $355,230 |
| 12-02251 | 02/14/2014 | Claimant(s): Heinz Kloppenberg
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): SII Investments.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): David J. Langseth, Josette Belvedere, Stephen M. Slavin
Hearing Site: Chicago, IL
| | Expungement |
| 11-03842 | 04/08/2013 | Claimant(s): Frank Papa
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher
Hearing Site: New York, NY
| | Expungement |
| 11-03766 | 03/08/2013 | Claimant(s): Lavaughn Boston, Mary Boston
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Amy Fuchs, Deborah Perry, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Ronald Tonks, Arthur L. Tepper, Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | Expungement |
| 10-04519 | 07/16/2012 | Claimant(s): Guy Patterson
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Jane D. Lollis
Hearing Site: Nashville, TN
| | Stipulated Award and Expungement |
| 08-02804 | 07/08/2010 | Claimant(s): Alabama Reinsurance Trust Fund
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Irving M. Shlesinger, Stanley W. Foy, Stephen Edward Cundiff
Hearing Site: Birmingham, AL
| | $0 |
| 09-01873 | 04/23/2010 | Claimant(s): Ronald Morenz
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Ronald Edward Hibbing
Hearing Site: Phoenix, AZ
| | $0 |
