| 17-01254 | 08/05/2019 | Claimant(s): Bin Liu, Bing Dao, Daquan Li, Fawn Lin-Moy, Folim Halaka, Hailin Yan, Hana Shenouda, Hang Yuan, Jan Cheng, Jia Liu, Jie Chen, John Pollick, Jun Zhou, Ke Zhang, Ling Li, Liping Zhong, Min Zhang, Minqi Wan, Mu Liu, Philip Zou, et al
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Sara Ng
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Philip J. Glick, Elizabeth C. Simon, Michael R. Sherwin
Hearing Site: Chicago, IL
|  | Expungement |
| 18-02763 | 06/18/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Syed Ali
Respondent Lawyers(s): Syed Ali
Arbitrator(s): Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 17-02556 | 10/03/2018 | Claimant(s): Susan Radzinowicz
Claimant Lawyers(s): John F. Newell
Respondent(s): Morgan Stanley, Stephen Crane
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Elizabeth C. Simon, Mark W Solock, Michael John Gallagher
Hearing Site: Chicago, IL
| | $0 |
| 16-02822 | 03/23/2018 | Claimant(s): Bernard Black, Samuel Black, Supplemental Needs Trust for Joanne Blac, The Irrevocable Trust of Renata Black
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kenneth Berg
Arbitrator(s): Robert S. Sugarman, Pamela A. Kentra, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 16-03334 | 12/22/2017 | Claimant(s): Frank Martin
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Harry L. Sheehy, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | |
| 13-00013 | 02/26/2014 | Claimant(s): Joan Pawloski
Claimant Lawyers(s): George S. Bellas
Respondent(s): H. Anderson, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael I. White, Elizabeth C. Simon, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 11-03458 | 02/21/2013 | Claimant(s): Baroukh Levi, Trudy Levi, Baroukh Levi IRA, Trudy and Baroukh Levi Joint Acct., Park Anesthesia PSP, Park Anesthesiologist PSP, Pro Anesthesia SC Emp RP, The Park Anestheia LLC 401K Plan, Baroukh Levi Living Trust
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Timothy Mcfadden, Timothy Mcmullan, Capital Brokerage Corporation
Respondent Lawyers(s): Joshua Kroot, Timothy Owen McMullan, Timothy McFadden
Arbitrator(s): John D. Crawford, Champ W. Davis, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | Expungement |
