| 14-03863 | 04/04/2016 | Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
| | |
| 13-01790 | 03/24/2015 | Claimant(s): Larry Davis and Barbara Davis, JTTEN
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert L. Agusto, Ronald A. Lavery, Michael I. White
Hearing Site: Chicago, IL
|  | Expungement |
| 13-00013 | 02/26/2014 | Claimant(s): Joan Pawloski
Claimant Lawyers(s): George S. Bellas
Respondent(s): H. Anderson, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael I. White, Elizabeth C. Simon, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 12-03180 | 12/30/2013 | Claimant(s): Vincent Romano
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas F. Hurka
Arbitrator(s): Michael S. Matek, Michael I. White, Loren H. Newman
Hearing Site: Chicago, IL
| | |
| 12-03358 | 12/23/2013 | Claimant(s): Stuart Allen
Claimant Lawyers(s): James H. West
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Leon Fox, Pamela A. Kentra, Michael I. White
Hearing Site: Chicago, IL
| | Expungement |
| 09-00883 | 03/15/2013 | Claimant(s): John Beland and Elaine Beland, John Beland as TTEE of the Floyd and
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ameriprise Financial Services., Ronald Miller
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Robert L. Agusto, Steven P. Gomberg, Michael I. White
Hearing Site: Chicago, IL
| | Expungement |
| 07-01037 | 06/10/2009 | Claimant(s): Charles Bever
Claimant Lawyers(s): Michael McDonough
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Harry L. Sheehy, Michael I. White, Bridget A. Mitchell
Hearing Site: Des Moines, IA
| | |
