Potomac Analytics' Logo

FINRA Awards for Ronald Miller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0114710/15/2015Claimant(s): Am Le, Bryan Truitt, Darlene Prince, Franz Wagner, Gary Prince, Mark Le, Oranelle Holsch, Ron Dewalt, Ronald Householder, Ronald Miller, Shari Truitt, Thu Le, Annemarie Wagner through Franz Wagner
Claimant Lawyers(s): Chris Bebel
Respondent(s): Edward Basham, Jaime Coronado
Respondent Lawyers(s): Edward Dee Basham, Jaime Xavier Coronado
Arbitrator(s): Sherry R. Wetsch, Andrea Joan Douglas, Amy Lynn Mitchell
Hearing Site: Houston, TX
Checkmark Icon$143,234
13-0143404/14/2014Claimant(s): Ronald Miller
Claimant Lawyers(s): Kenneth M. Baldonieri
Respondent(s): Jon Hawk, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Charles D. Underwood
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
09-0088303/15/2013Claimant(s): John Beland and Elaine Beland, John Beland as TTEE of the Floyd and
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ameriprise Financial Services., Ronald Miller
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Robert L. Agusto, Steven P. Gomberg, Michael I. White
Hearing Site: Chicago, IL
Checkmark IconExpungement

3 Results

Display: