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FINRA Awards for Chan Nam

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Displaying 10 out of 29 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0116012/01/2020Claimant(s): Altin Tirana
Claimant Lawyers(s): Chan Nam
Respondent(s): Molly Lieberman
Respondent Lawyers(s): Molly Lieberman
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
19-0188007/24/2020Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ
18-0421203/23/2020Claimant(s): Harlis Bolling
Claimant Lawyers(s): Harlis Terry Bolling
Respondent(s): Daniel Zimmerman, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Wilmington, DE
Checkmark Icon$225
19-0001510/08/2019Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0275604/10/2019Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
18-0355103/04/2019Claimant(s): David McKaig
Claimant Lawyers(s): David McKaig
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
Checkmark Icon$0
18-0153612/07/2018Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co. LLC
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
17-0320207/12/2018Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
17-0170803/15/2018Claimant(s): Norman Coates
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Legg Mason Wood Walker, Capital One Investments
Respondent Lawyers(s): Chan Nam, Todd Ratner
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
17-0114411/21/2017Claimant(s): Anthony Pecoraro
Claimant Lawyers(s): Ronald M Amato
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Philip J. Glick
Hearing Site: Milwaukee, WI

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