| 23-01090 | 04/11/2024 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Monroe Parker Securities., Woodstock Financial Group.
Respondent Lawyers(s): Alan Lipsky, William J. Raike
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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| 23-01015 | 11/13/2023 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Craft Capital Management LLC, Woodstock Financial Group.
Respondent Lawyers(s): Barry Kiront, William J. Raike
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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| 22-02264 | 09/28/2023 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
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| 20-03103 | 09/26/2022 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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| 21-00211 | 07/27/2022 | Claimant(s): Bernard So
Claimant Lawyers(s): Joseph R. Henderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Steven H. Vogel, Walter Patrick Giblin, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
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| 19-02827 | 04/28/2021 | Claimant(s): Mark Elko
Claimant Lawyers(s): John Stewart
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: New York, NY
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| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA
Claimant Lawyers(s): Kevin A. McIntyre
Respondent(s): Kevin McIntyre, TD Ameritrade.
Respondent Lawyers(s): John Stewart, Kevin A. McIntyre
Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 20-02823 | 02/19/2021 | Claimant(s): Faith Xenos
Claimant Lawyers(s): John Stewart
Respondent(s): MSEC
Respondent Lawyers(s): Susan Xouris
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 20-00081 | 09/14/2020 | Claimant(s): William Gordon
Claimant Lawyers(s): John Stewart
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 19-02547 | 03/02/2020 | Claimant(s): Steven Bonetto
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
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