20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA Claimant Lawyers(s): Kevin A. McIntyre Respondent(s): Kevin McIntyre, TD Ameritrade. Respondent Lawyers(s): John Stewart, Kevin A. McIntyre Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal Hearing Site: Atlanta, GA
| | $0 |
17-00321 | 10/20/2017 | Claimant(s): Melissa Dano Claimant Lawyers(s): Melissa Dano Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): James P. Kinkade, James C. Hoover, John F. Allgood Hearing Site: Atlanta, GA
| | $0 |
13-01406 | 03/08/2016 | Claimant(s): Stephanie Cover Revocable Trust, Sarah, The Stephanie Cover Rev. Trust Claimant Lawyers(s): Kristine Arlitt, William D. Crist Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): James P. Kinkade, Andrea U. Calve, Sherrie R. Abney Hearing Site: Dallas, TX
| | $0 |
14-02683 | 12/24/2015 | Claimant(s): Ricardo Chipi Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Brad Konstandt, Roberto C. Quinones Arbitrator(s): Gregory D. Hoffmann, James P. Kinkade, Ivy Robin Ginsberg Hearing Site: San Juan, PR
| | $795,770 |
08-02010 | 05/26/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Chris Rotan Respondent Lawyers(s): Dan McElroy Arbitrator(s): R. Dan Mitchell, James P. Kinkade, Larry N. Quinn Hearing Site: Dallas, TX
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