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FINRA Awards for SunTrust Investment Services.

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Displaying 10 out of 50 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235910/23/2021Claimant(s): Rita Vido, Robert Vido, Theodore Wensink
Claimant Lawyers(s): Robert Persante
Respondent(s): Ahmet Kildis, SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson
Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz
Hearing Site: Tampa, FL
Checkmark Icon$18,582
18-0338909/17/2021Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Roberto 'Tucker' Lopez
Respondent Lawyers(s): Roberto Tucker Maria Lopez
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
18-0340308/10/2021Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Veronica Gillotte
Respondent Lawyers(s): Veronica Gillotte
Arbitrator(s): Kimberly A. Gilmour, Susan M. Dunning, Robert G. Geeseman
Hearing Site: Boca Raton, FL
20-0195707/01/2021Claimant(s): Jerome Axelrod
Claimant Lawyers(s): Curtis D. Carlson
Respondent(s): SunTrust Investment Services., SunTrust Advisory Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard W. Epstein, Richard Kuper, Jason Allen Rosner
Hearing Site: Boca Raton, FL
Checkmark Icon$200,000
19-0028003/04/2021Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA
19-0274710/30/2020Claimant(s): Vincent Luongo
Claimant Lawyers(s): Vincent John Luongo
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg
Hearing Site: Boca Raton, FL
19-0103203/05/2020Claimant(s): Nicole Robertson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Rosen
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
19-0191103/04/2020Claimant(s): Michael Godbee
Claimant Lawyers(s): Michael Shane Godbee
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh
Hearing Site: Atlanta, GA
19-0190502/13/2020Claimant(s): Jaret Mutter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Rosen
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
19-0175601/29/2020Claimant(s): Steven Goldberg
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Vidya A. Mirmira
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD

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