| 23-00563 | 02/12/2024 | Claimant(s): Steven Katz
Claimant Lawyers(s): Kevin Paule
Respondent(s): Wells Fargo Clearing Services, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Jason Kempf, Leo Peraza
Arbitrator(s): John G. Sciandra, Wendi Blake, Natalie Paskiewicz
Hearing Site: Tampa, FL
|  | Expungement |
| 23-00573 | 01/31/2024 | Claimant(s): Manoj Bhartiya
Claimant Lawyers(s): Manoj Bhartiya
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Karimu F. Hill-Harvey, Elizabeth A. Townes, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $0 |
| 20-02359 | 10/23/2021 | Claimant(s): Rita Vido, Robert Vido, Theodore Wensink
Claimant Lawyers(s): Robert Persante
Respondent(s): Ahmet Kildis, SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson
Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $18,582 |
| 19-03803 | 03/10/2021 | Claimant(s): Susan Godown, Susan J. Godown JTTEN
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Karimu F. Hill-Harvey, Natalie Paskiewicz, Jason Paul Ramos
Hearing Site: Tampa, FL
| | Expungement |
| 19-00834 | 12/09/2020 | Claimant(s): Barbara Ringwalt, David Ringwalt, Hope Yonge, Jolante Kahnt, Nancy Fetzer, Peter Prowalny, Wes Fetzer
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Robert Halldin, American Portfolios Financial Services,
Respondent Lawyers(s): Neil S. Baritz, Robert James Halldin
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $0 |
