| 20-03379 | 07/26/2023 | Claimant(s): Andrew Wysocki, Dean Wysocki
Claimant Lawyers(s): Michael Hill
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Samuel H. Chorches, Peter E. Gillespie, Ilene J Feldman
Hearing Site: Hartford, CT
|  | Expungement |
| 22-02421 | 06/20/2023 | Claimant(s): Paolo Thompson
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Leslie Bernard Jallans, Lynne M. Gomez, Montie G. Grimes
Hearing Site: Houston, TX
| | |
| 22-01227 | 05/26/2023 | Claimant(s): William Armfield
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Chase Boone Saunders
Hearing Site: Charlotte, NC
| | |
| 21-00175 | 10/18/2022 | Claimant(s): Lori Limebeer
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Marc Kalish, Patrick Irvine, Thomas James Walsh
Hearing Site: Phoenix, AZ
| | Expungement |
| 21-00086 | 05/31/2022 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Justin Lowe, Avenir Private Advisors
Respondent Lawyers(s): Justin Peter Lowe
Arbitrator(s): Will Murphy, Daniel Joseph Chiodo, Doug Campbell
Hearing Site: Boca Raton, FL
| | |
| 20-02359 | 10/23/2021 | Claimant(s): Rita Vido, Robert Vido, Theodore Wensink
Claimant Lawyers(s): Robert Persante
Respondent(s): Ahmet Kildis, SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson
Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $18,582 |
| 21-00383 | 08/20/2021 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Sean Martin
Respondent Lawyers(s): Sean Rierson Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 21-00541 | 06/03/2021 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Jennah Clark
Respondent Lawyers(s): Jennah Real Clark
Arbitrator(s): Michael S. Yauch
Hearing Site: Oklahoma City, OK
| | |
| 17-01206 | 12/10/2018 | Claimant(s): Ricky Vanzant
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Mary E. Woytek, James A. Hayes, James F. Major
Hearing Site: Charlotte, NC
| | $550,000 |
| 17-01207 | 11/12/2018 | Claimant(s): Kathy Walters
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Richard E. Miley, Dwane Edward Vickstrom, Richard Francis Kane
Hearing Site: Charlotte, NC
| | $129,058 |
