21-02920 | 10/18/2023 | Claimant(s): Erik Kuselias Claimant Lawyers(s): Brian C. Fournier Respondent(s): Scott Dorer, Steven Loveall, Securities America. Respondent Lawyers(s): Brian J. Palmeri, Greg Curley Arbitrator(s): Samuel H. Chorches, Thomas M. Madden, Andrew Stephen Knott Hearing Site: Hartford, CT
| | $0 |
23-00815 | 09/29/2023 | Claimant(s): Nathan Macdonald Claimant Lawyers(s): Samuel E. Cohen Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Samuel H. Chorches, Howard N. Gorney, John Francis Markuns Hearing Site: Augusta, ME
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20-03379 | 07/26/2023 | Claimant(s): Andrew Wysocki, Dean Wysocki Claimant Lawyers(s): Michael Hill Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Samuel H. Chorches, Peter E. Gillespie, Ilene J Feldman Hearing Site: Hartford, CT
| | Expungement |
22-01661 | 06/29/2023 | Claimant(s): Benjamin Rampe Claimant Lawyers(s): Benjamin Rampe Respondent(s): Fidelity Brokerage Services LLC, Fidelity Management Trust Company Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Samuel H. Chorches, John M. D'Amico, David S. Godkin Hearing Site: Providence, RI
| | $440 |
21-02847 | 10/25/2022 | Claimant(s): Sean Barker Claimant Lawyers(s): Alexander Darr Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Frank Cuccio Arbitrator(s): Samuel H. Chorches, John W. Eichleay, Edward W. Morris Hearing Site: Augusta, ME
| | $0 |
22-00135 | 09/09/2022 | Claimant(s): Charles Crilly Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew Hearing Site: Hartford, CT
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21-00178 | 06/09/2022 | Claimant(s): Paul Sweet IRA Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI
| | Expungement |
20-01571 | 02/23/2022 | Claimant(s): Craig Breitsprecher, Breitsprecher and Associates LLC Claimant Lawyers(s): Jonathan M. Shapiro Respondent(s): Andrew Komarow, Komarow Financial Planning Respondent Lawyers(s): Louis D. Tambaro Arbitrator(s): Samuel H. Chorches, Cynthia Catherine Anger, Akwasi Agyeman Hearing Site: Hartford, CT
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20-02454 | 08/19/2021 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily Hayes Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
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19-03548 | 06/22/2021 | Claimant(s): Jefferson Davis Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anya N. Thepot Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI
| | $0 |