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FINRA Awards for Brian J. Palmeri

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Displaying 10 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0290005/14/2024Claimant(s): James Crosson
Claimant Lawyers(s): William Bean
Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Providence, RI
21-0292010/18/2023Claimant(s): Erik Kuselias
Claimant Lawyers(s): Brian C. Fournier
Respondent(s): Scott Dorer, Steven Loveall, Securities America.
Respondent Lawyers(s): Brian J. Palmeri, Greg Curley
Arbitrator(s): Samuel H. Chorches, Thomas M. Madden, Andrew Stephen Knott
Hearing Site: Hartford, CT
Checkmark Icon$0
21-0188111/05/2021Claimant(s): Frank Delli Carpini
Claimant Lawyers(s): David I. Hantman
Respondent(s): Belle Haven Investments, L.P.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
18-0011811/05/2021Claimant(s): Amy Hourigan, Glenn Hourigan, IRA FBO Amy R. Hourigan, IRA FBO Glenn K. Hourigan
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Robert Ginsberg, Cetera Advisors LLC, Investors Capital Corp., Ginsberg Financial Advising
Respondent Lawyers(s): Brian J. Palmeri, Kate Digeronimo
Arbitrator(s): Mae A. Brudner, Eileen Devaney Leo, Charles W. Danis
Hearing Site: Hartford, CT
Checkmark IconStipulated Award
20-0087011/01/2021Claimant(s): Timothy Hourihan
Claimant Lawyers(s): Francis D. Dibble
Respondent(s): Dorene Mulholland, Voya Financial Partners, Voya Retirement Ins.and Annuity Co.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Jim Geiger, Mae A. Brudner, Franklin Sariel Schwerin
Hearing Site: Hartford, CT
20-0259501/26/2021Claimant(s): Jeffery Still
Claimant Lawyers(s): Brian J. Palmeri
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
19-0043302/25/2020Claimant(s): Barbara Dierolf, Margaret Ragozzino, Barbara K. Dierolf Trust, Ruth Kunin Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Robert Delbuono, Money Concepts Capital Corp
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Sean Michael Peoples, Paul Smith Besson, Catherine M. Gallagher
Hearing Site: Hartford, CT
Checkmark IconExpungement
17-0333901/15/2019Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
Checkmark Icon$2,630,140
17-0203905/17/2018Claimant(s): William Kelly
Claimant Lawyers(s): David Freniere
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach
Hearing Site: Boston, MA
16-0275112/08/2017Claimant(s): Katherine Felton
Claimant Lawyers(s): Erick T. Haman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert L. Yeager, Ashley Lucile Belleau, Rene Guas
Hearing Site: New Orleans, LA
Checkmark IconDismissed by Rule 12206

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