Potomac Analytics' Logo

FINRA Awards for Rene Guas

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0275112/08/2017Claimant(s): Katherine Felton
Claimant Lawyers(s): Erick T. Haman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert L. Yeager, Ashley Lucile Belleau, Rene Guas
Hearing Site: New Orleans, LA
Checkmark IconDismissed by Rule 12206
15-0018708/19/2016Claimant(s): Gene Jones, Succession Representative of Thomas Jone
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Raymond James Financial Services., Scottie Traylor, Trey Curtis
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Mark A. Myers, Rene Guas, William Gilbert Faulk
Hearing Site: New Orleans, LA
Checkmark IconExpungement
08-0158206/26/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert M. Rudnicki
Respondent(s): Joe King, Walter Woodrick
Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas
Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas
Hearing Site: New Orleans, LA

3 Results

Display: