| 21-02925 | 04/05/2024 | Claimant(s): Michael Shular
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): James Stuart, Richfield Orion International.
Respondent Lawyers(s): James Brett Stuart
Arbitrator(s): Mark A. Myers, Kenneth R. Starr, Avery B. Goodman
Hearing Site: Nashville, TN
|  | $1,215,270 |
| 22-02272 | 10/11/2023 | Claimant(s): Patrick Hanratty
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | Expungement |
| 20-01422 | 03/09/2022 | Claimant(s): Lisa Craig, Renee Allie
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder
Hearing Site: New Orleans, LA
| | Expungement |
| 19-03051 | 01/21/2022 | Claimant(s): Robert Ratcliff, Ratcliff Investments
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Mark A. Myers, Alan Lee Powell, James Wesley Bearden
Hearing Site: New Orleans, LA
| | $433,000 |
| 20-03467 | 06/30/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Alvaro Paiz
Respondent Lawyers(s): Alvaro Steven Paiz
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | |
| 20-01913 | 06/21/2021 | Claimant(s): Jeremy McDonald
Claimant Lawyers(s): Kyle M Kulzer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda H. Wright
Arbitrator(s): Mark A. Myers, Clarence H. Hampton, Stephanie Hunter
Hearing Site: Birmingham, AL
| | $0 |
| 20-00218 | 01/27/2021 | Claimant(s): Hancock Whitney Investment Services Inc.
Claimant Lawyers(s): Jennifer L. Anderson
Respondent(s): Julian Bourgeois
Respondent Lawyers(s): Mark L. Barbre
Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 18-04182 | 08/19/2019 | Claimant(s): Brian Lawrence
Claimant Lawyers(s): John C. Anjier
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | |
| 17-01368 | 07/15/2019 | Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $1,161,120 |
| 18-01828 | 07/08/2019 | Claimant(s): Linda Caillett, Linda V. Caillet IRA, Linda V. Caillet, Annuitant
Claimant Lawyers(s): Linda V. Caillett
Respondent(s): Daniel Newman, Heather Rosenthal, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | $0 |
