| 22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
| | |
| 20-00218 | 01/27/2021 | Claimant(s): Hancock Whitney Investment Services Inc.
Claimant Lawyers(s): Jennifer L. Anderson
Respondent(s): Julian Bourgeois
Respondent Lawyers(s): Mark L. Barbre
Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 20-00297 | 05/29/2020 | Claimant(s): Theodore Longo
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 14-00566 | 04/27/2015 | Claimant(s): FFC Capital Advisors
Claimant Lawyers(s): Richard B. Ehret
Respondent(s): Bernard Robertson
Respondent Lawyers(s): Al J. Robert,
Arbitrator(s): Barbara L. Edin, David Walton Earle, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 11-04259 | 05/13/2014 | Claimant(s): Patricia Williams
Claimant Lawyers(s): T. Jay Seale
Respondent(s): Ameriprise Financial Services., Jeanine Cazaubon
Respondent Lawyers(s): Susan Sheely
Arbitrator(s): Michele N. O'Brien, Eric M. Schorr
Hearing Site: New Orleans, LA
|  | Expungement |
| 10-04009 | 11/28/2011 | Claimant(s): David Campbell, Lu Ann Davis
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): David Niederkrome, John Jessum, Scott Baker, Stephen Rodgers
Respondent Lawyers(s): David Gaba
Arbitrator(s): Mark C. Watler, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
