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FINRA Awards for Jennifer Willey

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0029705/29/2020Claimant(s): Theodore Longo
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr
Hearing Site: New Orleans, LA
18-0407205/04/2020Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam
Hearing Site: Baltimore, MD
18-0407109/13/2019Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
18-0379805/02/2019Claimant(s): John Lahoud
Claimant Lawyers(s): Jennifer Willey
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ

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