| 23-00565 | 07/25/2023 | Claimant(s): Donald Dever
Claimant Lawyers(s): Gregory S. Sparer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-00509 | 02/11/2022 | Claimant(s): James LeFebvre, Trustee
Claimant Lawyers(s): Bart Heemskerk
Respondent(s): Dennis LeFebvre, UBS Financial Services Inc., Michael Martin, Patrick Donnelly
Respondent Lawyers(s): Dennis L. LeFebvre, Gregory S. Sparer, Matthew B. Baum
Arbitrator(s): Kenneth R. Starr, Brian Patrick Quinn, Jerome Blevins
Hearing Site: Tampa, FL
|  | $0 |
| 18-03798 | 05/02/2019 | Claimant(s): John Lahoud
Claimant Lawyers(s): Jennifer Willey
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | |
| 16-00060 | 02/06/2018 | Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
| | $45,425 |
| 16-01005 | 12/12/2017 | Claimant(s): Jollene Austin
Claimant Lawyers(s): Christina Giorgio
Respondent(s): John Tarpinian
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Susan C. Lushing, David S. Billet, Kevin B. Naughten
Hearing Site: New York, NY
| | |
