20-02796 | 02/02/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Vatsala Sahay Respondent(s): Raymond James Financial Services., Kent Rhoades Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Scott T. Clavenna, Kim L. Kirn, Julie Marie Miller Hearing Site: Little Rock, AR
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19-00509 | 02/11/2022 | Claimant(s): James LeFebvre, Trustee Claimant Lawyers(s): Bart Heemskerk Respondent(s): Dennis LeFebvre, UBS Financial Services Inc., Michael Martin, Patrick Donnelly Respondent Lawyers(s): Dennis L. LeFebvre, Gregory S. Sparer, Matthew B. Baum Arbitrator(s): Kenneth R. Starr, Brian Patrick Quinn, Jerome Blevins Hearing Site: Tampa, FL
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15-02425 | 05/04/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Alice Bates, James Johnson, Jeffrey Hughes, Robert Samson, Tyson Ray, William Finke Respondent Lawyers(s): Lisa S. Fildes, Matthew B. Baum, William George Finke Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, James Arthur Taylor Hearing Site: Tampa, FL
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12-03218 | 02/08/2017 | Claimant(s): Elizabeth Lee, Joseph DeMarco, Luigi DeMarco, Vincent Forino, Ann Branley, Patrick Branley, and John B, Christopher Orosz and Lauren Orosz, Curtis Walters and Raymond Walters, George Wonica, Jr. and Laura A. Wonica, John Orosz and Michaela Orosz, Kenneth Wonica and Lauren Murphy, Valerie M. Wonica and George K. Wonica Claimant Lawyers(s): Christpoher Orosz, Curtis Walters, Elizabeth Lee, George Wonica, Joseph DeMarco, Luigi DeMarco, Patrick Branley, Vincent Forino Respondent(s): Anthony Salino, Gregg Lorenzo, Lynn Schultz, Mercer Capital Ltd. Respondent Lawyers(s): Anthony John Salino, Anthony Salino, Lynn Gordon Schultz, Matthew B. Baum Arbitrator(s): Clarence Smith, Margarita Echevarria, Anthony Dennis Perri Hearing Site: New York, NY
| | $0 |
07-03369 | 10/02/2014 | Claimant(s): Andrew Gonchar, Polyvios Polyviou Claimant Lawyers(s): Matthew B. Baum Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker Hearing Site: New York, NY
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09-02090 | 07/12/2012 | Claimant(s): John Simmons, Scott Carle Claimant Lawyers(s): Brian G. Isaacson Respondent(s): Wachovia Securities, Gail Brown, Morgan Keegan & Company., Randy Ross Respondent Lawyers(s): David A. Picon, Matthew B. Baum, Wayne Hillis Arbitrator(s): Brian Seth Orol, Leona Beane, Karen E. Sapp Hearing Site: Raleigh, NC
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10-02380 | 05/16/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Michael Gibson Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Martin J. Kotowski Hearing Site: San Francisco, CA
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10-02387 | 03/30/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Bradley Gardner Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
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