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FINRA Awards for Michael Gibson

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0150210/10/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Bradley Gardner, Daniel Catone, Michael Gibson
Respondent Lawyers(s): Alan M. Steinberg, Cary S. Lapidus
Arbitrator(s): Paul J. Dubow, Thomas D. Reese, Arocles Aguilar
Hearing Site: San Francisco, CA
12-0375607/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
10-0377611/30/2011Claimant(s): Larry and Barbara Friedman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael Gibson
Arbitrator(s): Michael E. Scullin, David F. Griesing, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark Icon$625,000
10-0238005/16/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Gibson
Respondent Lawyers(s): Matthew B. Baum
Arbitrator(s): Martin J. Kotowski
Hearing Site: San Francisco, CA
08-0425611/06/2009Claimant(s): Michael and Ann Gibson Trust
Claimant Lawyers(s): Michael Gibson
Respondent(s): Interactive Brokers LLC, M&A Gibson d/b/a Investment Enterprises
Respondent Lawyers(s): Juli Aylesworth, Michael Gibson
Arbitrator(s): Douglas Randall Blohm, Andrew R. Dick, Craig A. Gordon
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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