15-03342 | 01/06/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas Hyman Respondent(s): Steven Kajala Respondent Lawyers(s): Jesse H. Kibort Arbitrator(s): Douglas Randall Blohm Hearing Site: Minneapolis, MN
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15-01494 | 08/08/2016 | Claimant(s): Mark Savage, M1 Capital Advisors LLC Claimant Lawyers(s): Samuel M. Johnson Respondent(s): Halcyon Cabot Partners, Ltd. Respondent Lawyers(s): Ronald Heineman Arbitrator(s): Douglas Randall Blohm, Frederick Ramos, Leo G. Stern Hearing Site: Minneapolis, MN
| | $132,925 |
12-00192 | 02/01/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Allen Chaves Respondent Lawyers(s): Allen Wayne Chaves Arbitrator(s): Douglas Randall Blohm Hearing Site: Minneapolis, MN
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11-01696 | 01/04/2013 | Claimant(s): Theodore Pavlovich Claimant Lawyers(s): Theodore Adam Pavlovich Respondent(s): Mark Mekler, Raymond, James & Associates. Respondent Lawyers(s): Marko J. Mrkonich Arbitrator(s): Douglas Randall Blohm, John W. MacKimm, Jo Anne F. Lewellen Hearing Site: Minneapolis, MN
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10-04299 | 02/17/2012 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Carrie Bechtold Respondent(s): Leslie Ingram Miller Respondent Lawyers(s): Leslie Ann Ingram Miller Arbitrator(s): Douglas Randall Blohm, Kathryn J. Hoy, Mark S. Gleason Hearing Site: Minneapolis, MN
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09-03611 | 07/15/2010 | Claimant(s): Arlyn E. Hanson IRA, Priscilla E. Hanson IRA, Priscilla E. Hanson & Arlyn E. Hanson, Arlyn E. Hanson Trust, Priscilla E. Hanson Trust Claimant Lawyers(s): Michael S. MacDonald Respondent(s): Kenneth Kauth, Wells Fargo Advisors Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Gerald M. Gifford, Douglas Randall Blohm, Douglas J. Nesbit Hearing Site: Minneapolis, MN
| | $0 |
08-04256 | 11/06/2009 | Claimant(s): Michael and Ann Gibson Trust Claimant Lawyers(s): Michael Gibson Respondent(s): Interactive Brokers LLC, M&A Gibson d/b/a Investment Enterprises Respondent Lawyers(s): Juli Aylesworth, Michael Gibson Arbitrator(s): Douglas Randall Blohm, Andrew R. Dick, Craig A. Gordon Hearing Site: Minneapolis, MN
| | $0 |
07-02229 | 03/11/2009 | Claimant(s): Katherine Knutson Claimant Lawyers(s): Steven M. Phillips Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): John W. Shaw Arbitrator(s): Douglas Randall Blohm, James H. Colburn, Edward C. Oliver Hearing Site: Minneapolis, MN
| | $4,423,080 |