| 12-04185 | 03/06/2014 | Claimant(s): Nicholas Methven
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): W. William Harness, John D. Mattingly, Wallace T. Tanksley
Hearing Site: Atlanta, GA
|  | Expungement |
| 10-04709 | 07/25/2012 | Claimant(s): Victoria Tacher-Zavala
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): William H. Steinbrenner, Robert J. Walter, James Howell Garrison
Hearing Site: Orlando, FL
| | Expungement |
| 10-04299 | 02/17/2012 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Carrie Bechtold
Respondent(s): Leslie Ingram Miller
Respondent Lawyers(s): Leslie Ann Ingram Miller
Arbitrator(s): Douglas Randall Blohm, Kathryn J. Hoy, Mark S. Gleason
Hearing Site: Minneapolis, MN
| | |
| 11-02406 | 01/30/2012 | Claimant(s): Kathleen Appleton
Claimant Lawyers(s): Kathleen M. Appleton
Respondent(s): Joseph Voelker, Marc Dobb
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $38 |
| 11-01367 | 09/27/2011 | Claimant(s): Divine Swine Catering.
Claimant Lawyers(s): Dale Vaillancourt
Respondent(s): Donald Rosen, Waddell and Reed
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
| | $213 |
| 08-02695 | 04/20/2010 | Claimant(s): Gaedeke Holdings II, Ltd., Gaedeke Holdings III, Gaedeke Holdings
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Stifel, Nicolaus & Co.., Century Securities Associates.
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): Jeff Abrams, Bill H. Brister, Rosemary Rachael
Hearing Site: Dallas, TX
| | $0 |
