| 17-01885 | 02/07/2018 | Claimant(s): Rebekah Wright
Claimant Lawyers(s): Rebekah Ann Wright
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
| | |
| 17-01571 | 12/11/2017 | Claimant(s): William Blau
Claimant Lawyers(s): William Daniel Blau
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): W. William Harness
Hearing Site: Charlotte, NC
| | |
| 14-01768 | 05/12/2016 | Claimant(s): Marion Brakefield, Marion Brakefield as the Executrix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): W. William Harness, James Edward Seale, Rachel Kay Russell
Hearing Site: Birmingham, AL
|  | Expungement |
| 12-04185 | 03/06/2014 | Claimant(s): Nicholas Methven
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): W. William Harness, John D. Mattingly, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | Expungement |
| 11-02465 | 04/17/2012 | Claimant(s): Floyd Berger
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): John Welsh
Respondent Lawyers(s): John E. Robinson
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
| | |
| 10-05747 | 08/29/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Russell Hill
Respondent Lawyers(s): Russell Marvin Hill
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
| | |
| 08-04332 | 02/10/2010 | Claimant(s): Jincai Chen, Youlian Liao
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Qi Chen, Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas, Qi Chen
Arbitrator(s): Gary P. Alexander, W. William Harness, Donald M. Macdonald
Hearing Site: Atlanta, GA
| | $0 |
| 07-02010 | 06/12/2008 | Claimant(s): Howard Brazil, J.D. Russell, Joyce Russell, Keith Grice, Roger Weed, Estate of J. Max Grice
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): W. William Harness, Donald Milo Helton, Robert E. Graves
Hearing Site: Birmingham, AL
| | $232,965 |
| 05-04849 | 05/02/2008 | Claimant(s): Donna Wilson, Lavonia Trimble, Madron Wilson, Rick Wilson, Ruth Attaway, Tim Wilson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): John Conroy, Kevin Brennan, Robert Marcus, Benson York Group.
Respondent Lawyers(s): Charles M. O'Rourke, John J. Conroy, President, Robert Joseph Marcus
Arbitrator(s): Don M. Bieger, W. William Harness, Samuel Appel
Hearing Site: Birmingham, AL
| | $319,894 |
| 07-01752 | 02/25/2008 | Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
| | $2,425 |
