| 22-01486 | 02/07/2024 | Claimant(s): Joel Santucci
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph
Hearing Site: New York, NY
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| 21-03126 | 07/03/2023 | Claimant(s): Marco Iglesias
Claimant Lawyers(s): Leslie A. Blau
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes
Hearing Site: Chicago, IL
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| 22-00545 | 05/19/2023 | Claimant(s): Maurice Wilde
Claimant Lawyers(s): Maurice C. Wilde
Respondent(s): Barry Sommers, Daniel Tumba, George Acevedo, J.P. Morgan Securities, Ian Fidler, Jamie Dimon, Mark LaRoe, Ricardo Penafiel, Salvatore Tiano, JPMorgan Distribution Services.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Seth L. Finkel, Lucie L. Sabella, Pansy Mullings
Hearing Site: Boca Raton, FL
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| 20-00109 | 03/07/2023 | Claimant(s): Nicholas Low
Claimant Lawyers(s): Rogge Dunn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Oren L. Connaway, Robert C. Rice, Mina Banerjee
Hearing Site: Houston, TX
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| 19-03331 | 08/16/2022 | Claimant(s): Josh Oliver
Claimant Lawyers(s): David Dobin
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Diane Ciccone, Marissa A. Santangelo, Paul Smith Besson
Hearing Site: Hartford, CT
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| 19-03075 | 02/04/2022 | Claimant(s): Dustin Luckett
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): J.P. Morgan Securities, Todd Fannin
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester
Hearing Site: Louisville, KY
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| 20-01049 | 12/10/2021 | Claimant(s): CBIZ Financial Solutions.
Claimant Lawyers(s): Jeffrey S. Dunlap
Respondent(s): Timothy Schannep
Respondent Lawyers(s): Roscoe J. Mutz
Arbitrator(s): Kenneth R. Johnston, Marc Kalish, Harold J. Merkow
Hearing Site: Phoenix, AZ
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| 20-01797 | 11/19/2021 | Claimant(s): Raymond San Agustin
Claimant Lawyers(s): Christopher L. Schaeffer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
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| 21-00869 | 11/17/2021 | Claimant(s): Zachary Stuart
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
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| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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