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FINRA Awards for Josh Oliver

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0088811/08/2022Claimant(s): Josh Oliver
Claimant Lawyers(s): David E. Dobin
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): David Adams Reif
Hearing Site: Hartford, CT
19-0333108/16/2022Claimant(s): Josh Oliver
Claimant Lawyers(s): David Dobin
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Diane Ciccone, Marissa A. Santangelo, Paul Smith Besson
Hearing Site: Hartford, CT

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