Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01602 | 08/26/2024 | Claimant(s): Allan Haupert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Mark W Solock Hearing Site: Milwaukee, WI | ||
| 22-02036 | 04/11/2023 | Claimant(s): Brian Stokes Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 22-00888 | 11/08/2022 | Claimant(s): Josh Oliver Claimant Lawyers(s): David E. Dobin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT | ||
| 22-00017 | 10/26/2022 | Claimant(s): Todd Gautreaux Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Karen Roberts Washington Hearing Site: New Orleans, LA | ||
| 21-01230 | 09/23/2022 | Claimant(s): Kathy Starks, Maxie Starks Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Little Rock, AR |  | Expungement |
| 21-01682 | 07/06/2022 | Claimant(s): Blair Zimmerman, Blair Zimmerman OBO of his IRA Claimant Lawyers(s): Blair Zimmerman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | | Expungement |
| 21-02526 | 05/27/2022 | Claimant(s): David Kimura Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Laurel Littman Gothelf Hearing Site: Honolulu, HI | ||
| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI |