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FINRA Awards for Brian Stokes

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0203604/11/2023Claimant(s): Brian Stokes
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA

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