Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01199 | 03/06/2024 | Claimant(s): William Dendy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mina Madani Hearing Site: Houston, TX | ||
| 20-00109 | 03/07/2023 | Claimant(s): Nicholas Low Claimant Lawyers(s): Rogge Dunn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Oren L. Connaway, Robert C. Rice, Mina Banerjee Hearing Site: Houston, TX | ||
| 21-02427 | 02/08/2023 | Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez Claimant Lawyers(s): Kirk G. Smith Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee Hearing Site: Houston, TX |  | Expungement |
| 20-03843 | 09/30/2021 | Claimant(s): David Furlong Claimant Lawyers(s): David Furlong Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Marjorie C. Johnson, Stephanie E. Simmons, Mina Banerjee Hearing Site: Houston, TX | | $0 |
| 19-03746 | 06/04/2021 | Claimant(s): Rex Wolfe Claimant Lawyers(s): Samuel Edwards Respondent(s): Carmine Berardi, Michael Leahy Respondent Lawyers(s): Carmine Berardi, Michael Leahy Arbitrator(s): Daniel D. Hill, Thomas D. Cordell, Mina Banerjee Hearing Site: Houston, TX | | $240,176 |