20-00109 | 03/07/2023 | Claimant(s): Nicholas Low Claimant Lawyers(s): Rogge Dunn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Oren L. Connaway, Robert C. Rice, Mina Banerjee Hearing Site: Houston, TX
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20-00437 | 01/25/2021 | Claimant(s): Kyle Sadler Claimant Lawyers(s): Kyle Andrew Sadler Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan Hearing Site: Houston, TX
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14-00936 | 11/24/2020 | Claimant(s): Claimant Lawyers(s): Respondent(s): Robert Halder Respondent Lawyers(s): Matthew R. Beatty Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster Hearing Site: Houston, TX
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14-01426 | 04/14/2015 | Claimant(s): Scott Coombes Claimant Lawyers(s): Scott Browning Coombes Respondent(s): Carol Reinking, Valic Financial Advisors. Respondent Lawyers(s): Carol Reinking, Kortney S. Farmer Arbitrator(s): Oren L. Connaway, Maurice J. Fallas, Daniel Stephen Dexter Hearing Site: Houston, TX
| | Expungement |
11-04666 | 10/03/2013 | Claimant(s): Phyllis Worthen Claimant Lawyers(s): Leonard J. Meyer Respondent(s): Edward Jones Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): R. Lee Britton Jr., Donald K. Eckhardt, Oren L. Connaway Hearing Site: Houston, TX
| | $0 |
12-01127 | 08/15/2013 | Claimant(s): BOSC. Claimant Lawyers(s): Jo Lynn Jeter Respondent(s): Brandon Henry, Carey Kesner, Jay Goldberg Respondent Lawyers(s): Millard A. Johnson Arbitrator(s): Oren L. Connaway Hearing Site: Houston, TX
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12-00299 | 02/08/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Fernando Castillo Respondent Lawyers(s): Fernando Castillo Arbitrator(s): Oren L. Connaway Hearing Site: Houston, TX
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09-00683 | 10/05/2010 | Claimant(s): Carolyn Howard, Charles Ryrie, Christy Dauphin, David Dauphin, Edgar Smith, Elizabeth Anthony, Henry Hamman, J. Harris, John Garrett, Nan Garrett, Vance Miller, William Goodwin, HSMCO., The Ryrie Foundation, Claire Hannah Howard Trust, Henry S. Miller 1989-1 Irrevocable Tr, Matthew John Anthony Trust, Steven Charles Anthony Trust Claimant Lawyers(s): Paul J. Dobrowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Stephen C. Carlin Arbitrator(s): Gary D. Danna, Oren L. Connaway, Stacey L. Barnes Hearing Site: Houston, TX
| | $9,185,340 |
09-01912 | 11/10/2009 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Alana Sanderson, Mark Bratton Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Mark C. Watler, Ross D. Friend, Oren L. Connaway Hearing Site: Houston, TX
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08-00102 | 11/11/2008 | Claimant(s): Hong Chan Claimant Lawyers(s): Wai Mon Chan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Oren L. Connaway Hearing Site: Houston, TX
| | $8,614 |