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FINRA Awards for Brandon Henry

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0112708/15/2013Claimant(s): BOSC.
Claimant Lawyers(s): Jo Lynn Jeter
Respondent(s): Brandon Henry, Carey Kesner, Jay Goldberg
Respondent Lawyers(s): Millard A. Johnson
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
08-0011210/31/2008Claimant(s): Brandon Henry
Claimant Lawyers(s): Mark J. Appleton
Respondent(s): Cascade Financial Management.
Respondent Lawyers(s): Vance O. Knapp
Arbitrator(s): Judith Ferris Witthohn, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO

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