| 11-02126 | 11/14/2012 | Claimant(s): Ronald Daurio
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): James Doidge, Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): William F. Skewes, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
|  | $70,375 |
| 10-02060 | 03/21/2012 | Claimant(s): David Nassar, Tracy Nassar, CLD
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Goldman, Sachs and Company, Drew Corradini
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Susan M. Thevenet, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | Expungement |
| 10-03410 | 08/26/2011 | Claimant(s): Steven Kolow
Claimant Lawyers(s): Kristen Hudson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Robert D. Greenlee, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $1,112,500 |
| 09-04439 | 11/08/2010 | Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Clyde Benninghoff
Respondent Lawyers(s): Arthur I. Jacobs
Arbitrator(s): Susan M. Thevenet, Paul A. Krepinski, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $873,518 |
| 08-01816 | 04/09/2010 | Claimant(s): Emma Bufkin, The Trust Agreement of Emma Doris Bufkin
Claimant Lawyers(s): Michael P. Cillo
Respondent(s): Alton Mayeu, Merrill Lynch Pierce Fenner & Smith Inc., Sharon Bentz
Respondent Lawyers(s): Bradley B. Rounsaville, Stephen H. Kupperman
Arbitrator(s): Bruce Brown, Samuel Clinton O'Daniel, John Jerold Barrett
Hearing Site: Denver, CO
| | $85,467 |
| 08-03733 | 10/02/2009 | Claimant(s): Sharon Schoenfeld
Claimant Lawyers(s): Lisa Welch Stevens
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): S. Lee Terry, Martha Jeanne Wilcoxson, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $0 |
| 08-00112 | 10/31/2008 | Claimant(s): Brandon Henry
Claimant Lawyers(s): Mark J. Appleton
Respondent(s): Cascade Financial Management.
Respondent Lawyers(s): Vance O. Knapp
Arbitrator(s): Judith Ferris Witthohn, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
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